Risk and Compliance Officer

We are working with a leading London law firm seeking a Risk and Compliance Officer to join their team based in London.

In this role, you will play a key part in supporting all aspects of Risk management, Regulatory Compliance, and Conflict Resolution within the practice.

Key Responsibilities

• Support the onboarding of new clients and matters, ensuring all information is accurate and compliant with regulatory standards and firm policies.
• Conduct Anti-Money Laundering (AML) activities, including Customer Due Diligence (CDD), reviewing Know Your Customer (KYC) documentation, and performing sanctions checks, escalating issues to the MLRO as required
• Advise on, and review, the application of terms and engagement letters.
• Perform ongoing monitoring and risk assessments, updating records and processes in response to changes in client or matter risk in line with regulatory requirements
• Prepare and deliver compliance reports on a weekly and monthly basis.
• Collaborate with internal teams and participate in audits, supporting the preparation of annual file reviews and compliance reports.
• Assist in developing and updating compliance policies and procedures as needed

About You

• Previous experience within a compliance function, ideally in a law firm environment
• Solid understanding of AML, CDD, and KYC processes.
• Demonstrated experience working within a regulatory compliance framework, with the ability to identify and resolve conflicts of interest
• Strong stakeholder management skills, with the ability to work effectively with colleagues and clients at all levels.
• Excellent attention to detail, analytical skills, and clear communication abilities

If you are looking to take the next step in your Compliance career with a prestigious law firm, we encourage you to get in touch.